Hong Kong Shares*
           

           

General Transactions Charge
Services	Charges
Brokerage       (Online Trading)	0.20% of Transaction Amount       Min. HKD 100 / CNY 90 / USD 15
Brokerage       (Offline Trading)	0.25% of Transaction Amount       Min. HKD 100 / CNY 90 / USD 15
Stamp Duty	0.10% of Transaction Amount (rounded up to the nearest dollar)
Transaction Levy	0.0027% of Transaction Amount
Trading Fee	0.00565% of Transaction Amount
CCASS Fee	0.01% of Transaction Amount (0.002% is collected by CCASS)       Min. HKD 2 / Max. HKD 100
FRC Transaction Levy	0.00015% of Transaction Amount
Italian Financial Transaction Tax	0.1% of Transaction Amount（Only applicable to Italian shares listed on HKEx） Min. HKD 0.01
Custody Fee	Waived
IPO Application
Services	Charges
IPO Application Handling Fee (Full Paid)	HKD 50
IPO Application Handling Fee (Margin Financing)	HKD 100
IPO Margin Financing Interest	Please contact us for details.
Grey Market Trading
Services	Charges
Brokerage       (Offline Trading)	Brokerage (Offline Trading) + 0.1% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15
Brokerage       (Online Trading)	0.10% of Transaction Amount Min. HKD 100 / CNY 90 / USD 15
Stamp Duty	0.10% of Transaction Amount (rounded up to the nearest dollar)
Transaction Levy	0.0027% of Transaction Amount
Trading Fee	0.00565% of Transaction Amount
CCASS Fee	0.01% of Transaction Amount (0.002% is collected by CCASS)       Min. HKD 2 / Max. HKD 100
FRC Transaction Levy	0.00015% of Transaction Amount
Financing Interest
Services	Charges
Margin Client	Borrowing Amount is lower than the Margin Value → Prime rate + 3% p.a.       Borrowing Amount is greater than the Margin Value → Prime rate + 5% p.a.       Borrowing Amount is greater than the Market Value → Prime rate + 10% p.a.
Cash Client	Prime rate + 10% p.a.
CCASS Depository Services
Services	Charges
SI Stock Deposit	Nil
SI Stock Withdrawal	0.25% % of market value (based on previous closing price)       Min. HKD200 per stock
ISI Stock Deposit	HKD20 per stock per transaction
ISI Stock Withdrawal	HKD20 per stock per transaction
Physical Stock Deposit       (Transfer Deed Stamp Duty)	HKD 5 per transfer deed
Express Physical Stock Re-registration	HKD200 per stock and scrip fee       (subject to share registrar approval)
Physical Stock Withdrawal	HKD 5 per board lot (rounded up to the nearest board lot)       (HKD 3.50 per board lot is collected by CCASS)       Min. HKD100
Corporate Actions - Dividend
Services	Charges
Cash/Scrip Dividend Collection Fee	0.12% of dividend collected amount
Cash/Scrip Dividend Handling Fee	0.50% of dividend collected amount       Min. HKD30 / Max. HKD10,000
Scrip Fee	HKD 2 per board lot (rounded up to the nearest board lot)       (HKD 1.50 per board lot is collected by CCASS)
H Share Dividend Tax	10% of Dividend Amount
Corporate Actions - Bonus
Services	Charges
Bonus Share Collection Fee	HKD2 per board lot (rounded up to the nearest board lot)       Min. HKD30 / Max. HKD10,000
Scrip Fee	HKD2 per board lot (rounded up to the nearest board lot)       (Applicable to shares held under HKSCC Nominees before book-close date)
Corporate Actions - Rights / Open Offer / Registered Warrant Collection
Services	Charges
Scrip Fee	HKD2 per board lot (rounded up to the nearest board lot)       (Applicable to shares held under HKSCC Nominees before book-close date)
Corporate Actions – Exercise of Rights / Open Offer / Registered Warrant
Services	Charges
Handling Charges	HKD2 per board lot (rounded up to the nearest board lot)       Min. HKD50
Corporation Action Fee	HKD0.8 per board lot (rounded up to the nearest board lot)
Corporate Actions – Cash Offer / Privatization
Services	Charges
Handling Charges	0.25% of Transaction Amount       Min. HKD100 per stock
Corporation Action Fee	HKD0.8 per board lot (rounded up to the nearest board lot)
Stamp Duty	0.10% of Transaction Amount (rounded up to the nearest dollar)
Corporate Actions - Hong Kong Shares Proxy Voting
Services	Charges
Handling Charges	HKD 100 per instruction

           

           

           

The above charges are for reference only,and our company is subject to any changes without notice.

           

           

           

               

U.S. Shares (Our company does not provide US stock dividend tax exemption)
           

           

General Transactions Charge
Services	Charges
Brokerage       (Online Trading)	0.20% of Transaction Amount       Min. USD20
Brokerage       (Offline Trading)	0.30% of Transaction Amount       Min. USD30
SEC Fees	0.0008% of Transaction Amount (Only applicable to sell orders)       Min. USD0.01       *Effective from February 27, 2023
FINRA Trading Activity Fee	USD 0.000166 per share (Only applicable to sell orders)       Min. USD0.01 / Max USD 8.30       *Effective from January 2, 2024
Settlement Fee	USD 0.003 per share
US Public Traded Partnership Securities Tax	10% of Transaction Amount (Only applicable to sell orders)       *Effective from January 1, 2023
ADRs Fee	The American Depository Receipt Custodian receives USD0.01-0.05 per share from investors on a designated date
Custody Fee	Waived
Depository Services
Services	Charges
Stock Deposit via DTC	USD60 per stock per transaction
Stock Withdrawal via DTC	USD60 per stock per transaction
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	0-30% of Dividend Amount       * Our company does not provide US stock dividend tax exemption
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. USD10
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	USD30 per transaction

           

           

           

The above charges are for reference only,and our company is subject to any changes without notice.

           

           

           

               

Shanghai/Shenzhen-Hong Kong Connect
           

           

General Transactions Charge
Services	Charges
Brokerage       (Online Trading)	0.20% of Transaction Amount       Min. CNY80
Brokerage       (Offline Trading)	0.25% of Transaction Amount       Min. CNY80
Handling Fee	0.00341% of Transaction Amount
Management Fee	0.002% of Transaction Amount
Transfer Fee (ChinaClear)	0.001% of Transaction Amount
Transfer Fee (CCASS)	0.002% of Transaction Amount
Stamp Duty	0.05% of Transaction Amount (Only applicable to sell orders)
Custody Fee	Waived
Depository Services
Services	Charges
Stock Deposit SI	Waived
Stock Withdrawal SI	0.25% of market value (based on previous closing price)       Min. CNY200
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	10% of Dividend Amount
Cash/Scrip Dividend Handling Fee	0.50% of dividend collected amount       Min. CNY24 / Max. CNY 8,000
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	Bonus ： CNY2 per board lot (rounded up to the nearest board lot)      Min. CNY24 / Max. CNY 8,000             Other： CNY100 per transaction

           

           

           

The above charges are for reference only,and our company is subject to any changes without notice.

           

           

           

           

Singapore Shares

General Transactions Charge
Services	Charges
Brokerage	0.30 % of Transaction Amount       Min. SGD35 / USD25 / HKD200
Clearing Fee	0.0325% of Transaction Amount
Trading Fee	0.0075% of Transaction Amount
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	0-15% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. SGD13
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	SGD25 per transaction

           

           

Australia Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min. AUD40
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	30-46.50% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. AUD10
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	AUD15 per transaction

           

           

Japan  Shares            

General Transactions Charge
Services	Charges
Brokerage	0.60% of Transaction Amount       Min. JPY3,500
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	15.315% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. JPY700
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	JPY700 per transaction

           

           

Thailand Shares            

General Transactions Charge
Services	Charges
Brokerage	0.50% of Transaction Amount            Min. THB800
VAT Fee & Other Transaction Fees	7% of Brokerage Amount
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	10% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. THB700
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	THB500 per transaction

           

           

South Korea Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min. KRW35,000
Sales Tax	0.23% of Transaction Amount (Only applicable to sell orders)
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	22% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. KRW5,000
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	KRW10,000 per transaction

           

           

China Shanghai B Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min. USD50
Stamp Duty	0.10% of Transaction Amount (Only applicable to sell orders)
Levy	0.026% of Transaction Amount
Settlement Fee	0.02% of Transaction Amount
Administration Fee	0.002% of Transaction Amount
Custody Fee	Waived
Corporate Actions - Dividend / Scrip Dividend
Services	Charges
Dividend Tax	10% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. USD10
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	USD10 per transaction

           

           

China Shenzhen B Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min. HKD230
Stamp Duty	0.10% of Transaction Amount (Only applicable to sell orders)
Levy	0.00341% of Transaction Amount
Settlement Fee	0.02% of Transaction Amount
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	10% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. HKD40
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	HKD50 per transaction

           

           

Malaysia Shares            

General Transactions Charge
Services	Charges
Brokerage	0.50% of Transaction Amount       Min. MYR200
Stamp Duty	0.1% of Transaction Amount (rounded up to the nearest dollar)
Clearing Fee	0.03% of Transaction Amount
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	25% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. MYR30 / Max. MYR150, plus Bank Service Charge
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	MYR100 per transaction

           

           

Canada Shares            

General Transactions Charge
Services	Charges
Brokerage	0.50 % of Transaction Amount       Min. CAD100 / USD90
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	25% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. CAD15
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	CAD15 per transaction

           

           

U.K. Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min. GBP60 / EUR70 / USD90
Stamp Duty	0.5% of Transaction Amount (Only applicable to sell orders)
Other transaction fees       *if applicatable	PTM Levy：       Flat rate GBP1.00       (applicable for some U.K. stock with transaction amount more than GBP10,000)       Securities clearing system settlement fees(if applicatable)
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	25% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. GBP15
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	GBP15 per transaction

           

           

Germany Shares            

General Transactions Charge
Services	Charges
Brokerage	0.40% of Transaction Amount       Min EUR70 / USD90
Other transaction fees	Please contact us for details.
Custody Fee	Waived
Corporate Actions – Dividend / Scrip Dividend
Services	Charges
Dividend Tax	26.375% of Dividend Amount
Cash/Scrip Dividend Handling Fee	3% of dividend collected amount       Min. EUR10
Corporate Actions – Other CA Events (Excluding Dividend)
Services	Charges
Handling Charges	EUR30 per transaction

           

           

1.Related fees are generally charged in the currency of the transaction currency.

2.Other transaction levies (if applicable) include the transaction fees charged by the relevant stock exchange,
   the transaction fees of the securities settlement system, or the securities transaction sales tax charged by the government,
   plus other fees that may be required. If a third party updates the transaction fees, our company will not notify in advance.
   If you have any questions, please contact us for details.

3.When trading stocks in other regions, please note that the relevant national tax authorities may charge
   dividend taxes or other taxes.

4.The prime interest rate is the Hong Kong dollar prime interest rate of Standard Chartered Bank.
           

           

           

           

The above charges are for reference only,and our company is subject to any changes without notice.
           

           

           

           

           

           

           

Bond

General Transactions Charge
Services	Charges
Brokerage	0.50% of Transaction Amount       (The minimum transaction amount is HKD 1 million or equivalent)
Clearing Fee	HKD400 / CNY400 / USD60 per trade
Depository Services
Services	Charges
Electronic Bond Deposit	Clearing House Handling Fee HKD400
Electronic Bond Withdrawal	Clearing House Handling Fee HKD400 plus HKD100 Handling Fee
Corporate Actions
Services	Charges
Coupon interest collection fees	0.50% of Coupon Interest Amount       Min HKD30 / CNY 30 / USD4
Maturity Redemption Fee	Waived
Early Redemption Fee	HKD1,200 per transaction
Conversion Fee	HKD0.01 per unit       Min. HKD1,200 / Max. HKD50,000
Other
Services	Charges
Custody Fee	Calculated monthly at 0.05% per annum based on the market value of the portfolio (charged monthly in HKD, Min. HKD100)

           

           

Fund*            

General Transactions Charge
Services	Charges
Subscription Fee	Up to 1% of Transaction Amount       Min. HKD100 / CNY100 / USD20       (Bank charges incurred in subscription will be deducted from the customer's trading account)
Redemption Fee	Individual fund companies set redemption fees, which are calculated based on actual costs
Switching Fee	1% of Transaction Amount
Other	Individual product charges may vary due to different circumstances, please refer to the fund brochure for details
Corporate Actions - Dividennd / Reinvestment
Services	Charges
Handling Charges	HKD30

           

* Individual fund companies set a minimum subscription/redemption/conversion amount
           

           

           

Structured Product            

General Transactions Charge
Services	Charges
Handling Charges	Not more than 1% of Transaction Amount       Min. HKD100 / USD20
Other
Services	Charges
Custody Fee	Calculated monthly at 0.05% per annum based on the market value of the portfolio (charged monthly in HKD, Min. HKD100)
Subscription Fee	Cash Settlement：HKD50 per transaction       Stock Settlement：HKD80 per transaction plus 0.13% Stamp Duty
Other	Individual product charges may vary due to different circumstances, please refer to the detailed rules in the TERM SHEET

           

* All bank charges incurred due to subscription/redemption/exercise/conversion/settlement
shall be borne by the customer and will be deducted from the customer’s account

           

           

           

           

Othre            

Other
Services	Charges
Unclaimed benefits entitlement	Every time HK$500, and every dividend is charged HK$100, plus other charges incurred. In addition, fees will be charged according to the standard of "Agent Service-Dividend Collection (or Scrip Dividend)" mentioned above.
Compulsory Share Buy Back	HK$200 per transaction, plus 0.5% of transaction amount and charges collected by CCASS
Issue Account / Audit confirmation	HKD200 per confirmation
Italian Financial Transaction Tax            (Collected for Italian Government)	0.1% on daily net increase quantity * weighted average purchase price
Returned Cheque	HKD200 per transaction
Stop Cheque	HKD200 per transaction
Physical Statement Delivery Charge *	HKD300 per month  (Customers over 65 years old can apply for exemption)
Re-issue of Statement       Within 3 months       Beyond 3 months	Free (One Time only)       HKD100 per statement
CIES Administration Fee	HKD10,000p.a.       A one-time fee for seven years / or the remaining period of the CIES plan (less than one year will also be charged for one year)

           

* Customers over 65 years old can apply for exemption            

           

           

           

The above charges are for reference only,and our company is subject to any changes without notice.